Limitations On Ballistic Missile Defense—Past Together With Perchance Future

George Lewis, Frank von Hippel

The ABM Treaty is unlikely to live revived whatever fourth dimension soon. But it is possible that restraints on US deployment of ballistic missile defenses could brand them seem less threatening to the effectiveness of Russia’s as well as China’s nuclear deterrents as well as laid the stage for discussions nearly ways to save as well as fifty-fifty advance nuclear arms control. The proposed restraints are on systems designed to intercept warheads exterior the atmosphere. Such systems are of piffling value inwards whatever representative because they tin live easily deceived past times decoys as well as other countermeasures. 

US involvement inwards ballistic missile defense strength dates dorsum at to the lowest degree to the Soviet Union’s launch of the starting fourth dimension artificial Blue Planet satellite, Sputnik, inwards 1957. This feat was a tremendous stupor to the US as well as elicited many US responses, including the creation of the President’s Science Advisory Committee.

Figure 1. Anti-simulation – making the warhead aspect similar a decoy – is i of many possible countermeasures to BMD hit-to-kill interceptors during the relatively long mid-course catamenia when the warhead is inwards infinite as well as the absence of atmospheric drag makes it impossible to distinguish low-cal from heavy objects. Here, an aluminized balloon is inflated about a warhead to arrive indistinguishable to radar from accompanying decoy balloons. The balloons could live of different sizes as well as shapes. Different surface coatings or small, battery-powered rut sources could live used to brand the decoys indistinguishable also to infrared sensors. (Graphic from https://www.ucsusa.org/nuclear-weapons/us-missile-defense/countermeasures#.WwBZlkxFyM8. For a broader as well as to a greater extent than detailed technical discussion, see, Sessler et al. (2000Sessler, A. M., J. M. Cornwall, B. Dietz, S.Fetter, S. Frankel, R. L. Garwin, K. Gottfried, et al. 2000. Countermeasures: H5N1 Technical Evaluation of the Operational Effectiveness of the Planned US National Missile Defense System. Union of Concerned Scientists as well as MIT Security Studies Program, Cambridge, Massachusetts. [Google Scholar]). Available at: https://www.ucsusa.org/nuclear-weapons/us-missile-defense/countermeasures#.WwBZ-ExFyM8).

Figure 3. The US Navy’s electrical flow Standard Missile-3 Block I missile interceptors practise non receive got a large plenty make to render ballistic missile defense strength coverage of the continental United States. The Navy is, however, nearly to deploy hundreds of longer-range Block IIA interceptors that, although they probable could live deceived past times unproblematic countermeasures, could render that coverage.





Figure 2. For to a greater extent than than a decade, PRC appeared satisfied amongst exclusively tens of nuclear warheads on missiles amongst ranges long plenty to make the United States. Recently, however, it has begun a buildup, including for the starting fourth dimension time multiple warheads on some of its ICBMs. One ground for this buildup may live concerns nearly thickening U.S. ballistic missile defenses (Kristensen as well as Norris 2016Kristensen, H., as well as R. Norris. 2016. “Chinese Nuclear Forces, 2016.” Bulletin of the Atomic Scientists 72 (4): 205–211. doi:10.1080/00963402.2016.1194054.[Taylor & Francis Online], [Web of Science ®], [Google Scholar]and prior years).



Within months, the US Army as well as Air Force had both proposed antiballistic missile systems; the advisory commission studied the proposals as well as advised President Eisenhower that the engineering of the fourth dimension was inadequate to the task. Many inwards Congress, particularly Senate Majority Leader Lyndon Johnson, were critical of the administration’s lack of enthusiasm for missile defense. H5N1 few years later, presidential candidate John Kennedy was critical equally good – but after winning the election, he came about to the seat that, inwards a contender betwixt nuclear law-breaking as well as defense, the advantages were overwhelmingly on the side of the offense.

In 1966, however, Defense Secretary Robert McNamara revealed that the Soviet Union was deploying missile defenses, at to the lowest degree about Moscow, as well as maybe to a greater extent than broadly. Political force per unit of measurement area for US defenses became intense. In 1967, Richard Nixon threatened to brand the antimissile “gap” an number inwards the upcoming 1968 presidential election and, nether instructions from Johnson, McNamara announced that the US would deploy a “light” antiballistic missile organisation to defend against Chinese missiles. PRC had only begun evolution of its starting fourth dimension intercontinental missile. It would non live deployed, however, until xiv years later.

McNamara’s “light” Sentinel organisation had 17 missile-defense sites spread about the country, amongst 480 long-range Spartan exo-atmospheric interceptors as well as 192 shorter-range Sprint missiles to render an additional layer of defense strength for the system’s eyes – its radars. Since this was earlier the days of imaging chips as well as microprocessors, homing, hit-to-kill interceptors were non yet technologically feasible. The interceptors were equipped amongst nuclear warheads as well as were to live guided past times ground-based radars to explode when they passed close incoming warheads. That the Spartan warhead had a yield equivalent to 5 1000000 tons of TNT suggests the expected immature lady distance was substantial.

The subsequent history of missile defense strength includes the expenditure of good over $100 billion on systems that could live neutralized past times countermeasures costing millions. It also includes a 30-year catamenia of arms command inwards the course of study of the 1972 US-Soviet Anti-Ballistic Missile Treaty (ABM), which express each side’s ballistic missile defense strength systems to a grade that was insignificant when compared to the other side’s offensive capabilities. Instead of driving offensive capabilities higher, these defensive limits allowed the number of strategic nuclear missiles on each side to live capped – as well as and so dramatically reduced at the goal of the Cold War.

In 2002, however, President George W. Bush withdrew the US from the ABM Treaty. In the past times few years, North Korea’s nuclear computer program as well as its ever-longer-range ballistic missiles receive got been driving a US missile defense strength build-up that is producing Russian as well as Chinese counter–build-ups of offensive systems. Moscow as well as Beijing desire to brand certainly that their nuclear deterrents would live effective fifty-fifty after a hypothetical US starting fourth dimension nuclear strike.

This is thus a critical fourth dimension to reintroduce the sentiment of arms command – or at to the lowest degree restraint – into the debate over ballistic missile defense strength policy. Though the ABM Treaty is unlikely to live revived whatever fourth dimension soon, it is possible that limits on US missile defenses could in i lawsuit over again brand the US ballistic missile defense strength computer program seem less threatening to Russian Federation as well as China’s nuclear deterrents as well as laid the stage for discussions nearly ways to rein inwards their expansion as well as hopefully laid the stage for reductions inwards the 3 countries’ offensive nuclear capabilities. We verbalise over vi approaches to the work of the impacts of ballistic missile defenses on efforts to boundary as well as trim back offensive nuclear arsenals. We combat that the approach most probable to succeed is a combination of diplomacy as well as restraint inwards missile defense strength deployments.

The ascent of the ABM treaty

In 1968, ii onetime members of the President’s Science Advisory Committee made world their criticisms of the Johnson administration’s proposed Sentinel organisation inwards a Scientific American article. They pointed out some of the many effective countermeasures to missile defenses that would live possible inwards outer space, including lightweight balloon decoys equally shown inwards Figure 1, radar-reflecting chaff, as well as ionization of the upper atmosphere past times precursor nuclear explosions that would blind radars (Garwin as well as Bethe 1968Garwin, R., as well as H. Bethe. 1968. “Anti-Ballistic Missile Systems.” Scientific American, March, 21–31.https://www.jstor.org/stable/pdf/24925996.pdf?refreqid=excelsior%3Af6f7362ee2438d87a2f3e30a06de8034 [Google Scholar]). The article was read amongst groovy attending past times many academic physicists who had been infected past times the activism of the Vietnam War catamenia as well as were seeking a world policy number on which they could convey their expertise to bear.
The Defense Department inadvertently created an audience for these physicist-activists past times picking sites for its interceptor-missile batteries inwards major metropolitan areas. Although the run was to maximize the protection afforded to the population, many suburbanites were non enthusiastic nearly having nuclear missiles equally close neighbors. “Not-in-my-backyard” movements arose inwards several major cities.

When their constituents move interested inwards an issue, so practise members of Congress. The leading physicist-critics found themselves invited to prove nearly countermeasures as well as defense-offense arms races, notably earlier the Senate Foreign Relations Committee.

When the Nixon direction took over inwards 1969, it ordered the antimissile sites moved away from cities. By then, however, the Senate, amongst a large Democratic majority, was insisting that the direction answer equally good to the physicists’ criticisms of the effectiveness of the system. The response was non convincing and, inwards 1969, Vice President Spiro Agnew had to cast a tie-breaking vote to transcend funding for the starting fourth dimension interceptor deployment site. The time to come of the organisation seemed dim.

To preclude Soviet ballistic missile defense strength systems from running gratis equally the US computer program was truncated, Nixon began negotiations amongst the Soviet Union on both offensive missile as well as antiballistic missile systems, as well as inwards 1972, ii agreements were signed – i capping the build-up of launchers for offensive strategic missiles as well as the other, the ABM Treaty, limiting ballistic missile defenses.

The rationale for the ABM Treaty was laid out inwards its preamble: “[E]ffective measures to boundary antiballistic missile systems would live a substantial cistron inwards curbing the race inwards strategic offensive arms as well as would atomic number 82 to a decrease inwards the opportunity of outbreak of state of war involving nuclear weapons.”

Both sides inwards this landmark understanding officially accepted the sentiment that a build-up of missile defenses would cause farther build-ups of offensive weaponry as well as potentially destabilize the residual of terror past times increasing the advantages accruing to the side that launches a starting fourth dimension strike.

Russian President Vladimir Putin has argued both points inwards the years since the US withdrew from the ABM Treaty – most late inwards his pre-election vocalism communication on March 1, when he announced 5 novel long-range nuclear weapon delivery systems as well as justified them equally needed to circumvent US ballistic missile defense strength (“[Russian] Presidential Address to the Federal Assembly” 2018The Kremlin. 2018. “[Russian] Presidential Address to the Federal Assembly.” March 1, 2018.http://en.kremlin.ru/events/president/transcripts/statements/56957. [Google Scholar]).

China has non spoken out equally strongly, but equally Figure 2 illustrates has tripled the number of its intercontinental ballistic missile (ICBM) warheads since 2005 as well as is developing a novel multi-warhead mobile ICBM (Kristensen as well as Norris 2016Kristensen, H., as well as R. Norris. 2016. “Chinese Nuclear Forces, 2016.” Bulletin of the Atomic Scientists 72 (4): 205–211. doi:10.1080/00963402.2016.1194054.[Taylor & Francis Online], [Web of Science ®], [Google Scholar]).

The ABM Treaty, equally modified past times a 1974 protocol, express the Soviet Union as well as the US to 100 interceptors each inwards a unmarried surface area 150 kilometers inwards radius. The Soviet Union chose to deploy its interceptors about Moscow, where it had already installed 64 Galosh interceptors similar to the US Spartans (Union of Concerned Scientists 2002Union of Concerned Scientists. 2002. “History of Russia’s Anti-Ballistic Missile (ABM) System.”https://www.ucsusa.org/nuclear-weapons/missile-defense/history-of-russian-missile-defense.html#.Wr1AXWaZPYI. [Google Scholar]). The US chose to deploy its antiballistic missiles inwards North Dakota to defend a champaign of Minuteman ICBM silos. Congress closed that site inwards 1976, however, because – equally a House commission lay it – “the utility of Safeguard to protect Minuteman volition live essentially nullified inwards the future” past times the Soviet Union’s deployment of multiple-warhead ICBMs (Finney 1975Finney, J. 1975. “Safeguard ABM System to Shut Down; $5 Billion Spent inwards 6 Years since Debate.” New York Times, Nov 25.https://www.nytimes.com/1975/11/25/archives/safeguard-abm-system-to-shut-down-5-billion-spent-in-6-years-since.html. [Google Scholar]). The United States, for its part, reacted to the Moscow defense strength organisation inwards precisely that manner. In add-on to penetration aids, it deployed multiple warheads on its strategic missiles as well as targeted to a greater extent than than 100 Minuteman ICBMs as well as an undisclosed number of Polaris submarine-launched ballistic missiles on the Soviet ballistic missile defense strength organisation (Kristensen, McKinzie, as well as Norris 2004Kristensen, H., M. McKinzie, as well as R. Norris. 2004. “The Protection Paradox.” Bulletin Of The Atomic Scientists lx (2): 68–77.[Taylor & Francis Online], [Web of Science ®], [Google Scholar]).

Star Wars

The interruption inwards the US policy debate over ballistic missile defense strength lasted exclusively a decade, however. In March 1983, President Reagan, faced amongst massive world opposition from the Nuclear Weapons Freeze Campaign to his administration’s proposed nuclear build-up, announced (Reagan 1983Reagan, R. 1983. “Address to the Nation on Defense as well as National Security.” Reagan Library, March 23.https://www.reaganlibrary.gov/sites/default/files/archives/speeches/1983/32383d.htm. [Google Scholar]):

Tonight… I am directing a comprehensive as well as intensive travail to define a long-term inquiry as well as evolution computer program to laid out to attain our ultimate goal of eliminating the threat posed past times strategic nuclear missiles.

One proposal that became a focus of the resulting Strategic Defense Initiative was a constellation of space-based lasers to destroy missiles inwards their boost phase. This led to the appellation “Star Wars.” Scientist-critics pointed out the enormous costs as well as vulnerabilities of such systems (Bethe et al. 1984Bethe, H., R. Garwin, K. Gottfried, as well as H.Kendall. 1984. “Space-Based Ballistic-Missile Defense.” Scientific American, October, 39–49.https://www.jstor.org/stable/pdf/24969454.pdf?refreqid=excelsior%3A7416c504611e2713cc7342371fa5aa43. [Google Scholar]).

The ABM Treaty included the limitation, however, that “Each Party undertakes non to develop, test, or deploy ABM systems or components which are sea-based, air-based, space-based, or mobile land-based.” The Reagan direction tried to redefine these limits so that R&D as well as testing of space-based systems could move forward. In 1987, however, the Democrats regained command of the Senate as well as Senator Sam Nunn, chairman of the Armed Services Committee, blocked this effort, alarm President Reagan that “a unilateral executive branch conclusion to disregard” the interpretation of the ABM Treaty that had been provided when the Senate ratified the treaty “would provoke a constitutional crisis of profound dimensions” (Gordon 1987Gordon, M. 1987. “Reagan is Warned past times Senator Nunn over ABM Treaty.” New York Times, Feb 7.https://www.nytimes.com/1987/02/07/us/reagan-is-warned-by-senator-nunn-over-abm-treaty.html [Google Scholar]).

The George H.W. Bush administration, which followed the Reagan administration, allowed funding for the Strategic Defense Initiative to decline, as well as that tendency continued during the starting fourth dimension ii years of the Clinton administration. In 1994, however, the Republican Party captured command of both houses of Congress as well as began to force for a ballistic missile defense strength organisation that would encompass the entire country. The Clinton direction eventually agreed to develop such a organisation for possible deployment.

In the meantime, Republic of Iraq used short-range, conventionally armed Scud missiles during the 1991 Gulf War, as well as Islamic Republic of Iran as well as Democratic People's South Korea also were developing ballistic missiles. The US thus developed an involvement inwards “theater” ballistic missile defenses that would protect US military machine bases, equally good equally allies as well as ships, inwards the Middle East as well as East Asia. The Clinton direction began to negotiate amongst Russian Federation nearly how to demarcate “theater” defenses from strategic defenses against intercontinental-range missiles.

In 1996, the Republican-led Congress established a Commission to Assess the Ballistic Missile Threat to the United States. The commission was led past times Donald Rumsfeld, a onetime (Ford administration) as well as time to come (George W. Bush administration) secretarial assistant of defense. When the commission reported dorsum inwards 1998, its conclusion was dramatic: If Islamic Republic of Iran as well as Democratic People's South Korea obtained undercover assistance from Russian as well as Chinese experts, they could receive got ICBMs inside equally piffling equally 5 years. As if to underline the report’s conclusion, Democratic People's South Korea attempted to launch a satellite into orbit a calendar month after the study was published.

In 1997, US as well as Russian negotiators reached an understanding on starting fourth dimension steps toward demarcating house missile defense strength from strategic missile defense strength systems. Theater missile defense strength systems would live considered compliant amongst the ABM Treaty if their interceptors had a burnout velocity of less than 3 kilometers per instant as well as were non tested against missiles amongst a maximum make greater than 3,500 kilometers. Regarding faster interceptors, the ii sides could exclusively handle that, if such interceptors were non tested against missiles amongst ranges greater than 3,500 kilometers, it would live upwards to the owning province to create upwards one's head compliance amongst the ABM Treaty. Otherwise, the ii countries committed to live transparent nearly their programs as well as to attempt to resolve concerns. The Republican bulk was increasingly opposed to whatever limits on US ballistic missile defense, however, as well as forced the Clinton direction to commit that a demarcation understanding would live champaign of study to Senate ratification. At the goal of the Clinton administration, no demarcation understanding on house missile defense strength had been submitted.

The fall

George W. Bush was elected president inwards Nov 2000 as well as nominated Rumsfeld to live his secretarial assistant of defense. On Dec 13, 2001, 3 months after the terrorist attacks of September 11, 2001, President Bush gave notice that the US would withdraw from the ABM Treaty inwards vi months. His explanation was that:

[T]errorists, as well as some of those who back upwards them, seek the mightiness to deliver decease as well as devastation to our doorstep via missile.

A yr later, Bush announced that the starting fourth dimension US Ground-based Missile Defense (GMD) interceptors for long-range ballistic missiles targeted against the US would live operational at Fort Greely, Alaska inwards 2004, earlier the goal of his starting fourth dimension term. Rumsfeld observed that the organisation would live “better than nothing” (King 2002King, J. 2002. “Bush Rolls Out Missile Defense System.” cnn.com, Dec 18, 2002.http://edition.cnn.com/2002/US/12/17/bush.missile/index.html. [Google Scholar]).

The projection to deploy ground-based interceptors, which the Obama direction continued, became an acquisitions disaster that violated all the Defense Department’s hard-learned rules nearly budget oversight as well as independent testing. There were no cost limits or performance requirements. The cumulative expenditures to appointment receive got been or so $1 billion per deployed interceptor, nearly the same equally their weight inwards gold. (Based on the facts that the Missile Defense Agency reports that each interceptor weigh 22.5 metric tons (million grams) each, Available at: www.ucsusa.org/sites/default/files/images/2016/07/GBI-component-details.jpg as well as over the past times 5 years, the cost of gilt has averaged nearly $40/gram.) The intercept tests, despite beingness carefully choreographed past times the developers for success, receive got failed nearly one-half the fourth dimension (Missile Defense Agency 2018Missile Defense Agency. 2018. “Ballistic Missile Defense Intercept Test Record.” Fact Sheet, March.https://www.mda.mil/global/documents/pdf/testrecord.pdf. [Google Scholar]). Today, 44 interceptors are deployed: xl at Fort Greely as well as iv at the ICBM examination site on Vandenberg Air Force Base inwards California.

In add-on to the ground-based missile defense strength system, the US also is deploying several types of house missile defense strength systems, including Standard Missile 3 (SM-3) interceptor missiles on Aegis destroyers as well as cruisers equally shown inwards Figure 3. The starting fourth dimension ii models, SM-3 Block 1A as well as Block IB, receive got burn-out velocities of nearly 3 kilometers per instant – besides dull to defend large areas of the United States.

None of these systems is immune to countermeasures that could live deployed past times North Korea. H5N1 1999 National Intelligence Estimate, which is soundless valid, concluded that (US National Intelligence Council 1999US National Intelligence Council. 1999. “Foreign Missile Developments as well as the Ballistic Missile Threat to the US through 2015.” September.https://fas.org/irp/threat/missile/nie99msl.htm. [Google Scholar]):

Many countries, such equally North Korea, Iran, as well as Republic of Iraq likely would rely initially on readily available technology—including separating [re-entry vehicles], spin-stabilized [re-entry vehicles], [re-entry vehicle] reorientation, radar absorbing material…, booster fragmentation, low-power jammers, as well as unproblematic (balloon) decoys—to develop penetration aids as well as countermeasures… . These countries could develop countermeasures based on these technologies past times the fourth dimension they flying examination their missiles.

Some of these countermeasures would live effective against the electrical flow US ballistic missile defense strength system, as well as the trove of potential countermeasures is so deep that the law-breaking could easily move on to hold ahead of the defense strength (Sessler et al. 2000Sessler, A. M., J. M. Cornwall, B. Dietz, S.Fetter, S. Frankel, R. L. Garwin, K. Gottfried, et al. 2000. Countermeasures: H5N1 Technical Evaluation of the Operational Effectiveness of the Planned US National Missile Defense System. Union of Concerned Scientists as well as MIT Security Studies Program, Cambridge, Massachusetts. [Google Scholar]).

The future

It is striking that, sixteen years after the George W. Bush direction took the province out of the ABM Treaty, the US has non fifty-fifty deployed one-half the 100 strategic missile interceptors that the treaty allowed. Similarly, the SM-3 Block IA as well as IB missile interceptors currently deployed past times the US Navy receive got burnout velocities close the 3-kilometer-per-second boundary below which Russian Federation as well as the US agreed inwards 1997 house missile defenses would non live able to render national coverage against strategic missiles.

This relatively restrained US approach to deploying ballistic missile defense strength allowed Washington as well as Moscow to attain meaning cuts inwards their deployed strategic weapons fifty-fifty after the US withdrew from the ABM treaty. The most recent understanding on reductions was the 2010 Strategic Arms Reduction Treaty (New START), which reduces strategic ballistic missile warheads on each side to nearly 1500.

The US is at nowadays embarking on a much larger as well as faster expansion of strategic ballistic missile defense strength systems, however. The 2017 National Defense Authorization Act requires planning for expanding from 44 to a total of 104 GMD interceptors. Planned improvements to the GMD organisation include a novel kill vehicle (the Redesigned Kill Vehicle), a novel rocket booster, a novel discrimination radar, as well as the evolution of multiple minor kill vehicles for GMD boosters (Keller 2017Keller, J. 2017. “Raytheon as well as Lockheed Martin Refine MOKV Missile Defense to Kill Several Warheads amongst One Launch.” Military Aerospace Electronics, Apr 5.http://www.militaryaerospace.com/articles/2017/04/missile-defense-to-kill-several-warheads-at-once.html. [Google Scholar]).

More important, past times 2020 the US Navy plans to laid out deployment of a faster SM-3 Block IIA interceptor co-developed amongst Japan. It has a burnout speed of nearly 4.5 kilometers per instant – 50 per centum greater than the Block IA or Block IB. Also, its kill vehicle has “more than doubled seeker sensitivity” as well as “more than tripled divert capability” compared to the electrical flow SM-3 Block IB interceptor (Defense Department 2016Defense Department. 2016. “Fiscal Year (FY) 2017 President’s Budget Submission, Missile Defense Agency, RDT&E Vol. 21.” February, 2a–891.http://comptroller.defense.gov/Portals/45/Documents/defbudget/FY2017/budget_justification/pdfs/03_RDT_and_E/MDA_RDTE_MasterJustificationBook_Missile_Defense_Agency_PB_2017_1.pdf. [Google Scholar]). If deployed on a minor number of offshore ships or at Aegis Ashore facilities, using the long-range GMD radars for determining guess intercept points, Block IIA could encompass the entire United States. According to Rondell Wilson, atomic number 82 engineer for air as well as missile defense strength products at Raytheon (the manufacturer of the SM-3 Block IIA), “We tin render the SM-3 Block [II]A ashore equally an under-layer capability for [ground-based interceptors]… . We tin practise that at in i lawsuit (Drew as well as Dimascio 2017Drew, J., as well as J. Dimascio. 2017. “New Trajectory: As Pentagon Adds Dollars for Missile Defense, Raytheon Pitches SM-3s equally ICBM Killers.” Aviation Week as well as Space Technology 179 (20): 58. [Google Scholar]).” Congress has late mandated that, “if technologically feasible,” the Block IIA missile live tested against an ICBM-range missile (US House of Representatives 2017US House of Representatives. 2017. “National Defense Authorization Act for Fiscal Year 2018, Conference Report to Accompany H.R. 2810.” Report 115–404, Nov 9, Section 1680.https://www.gpo.gov/fdsys/pkg/CRPT-115hrpt404/pdf/CRPT-115hrpt404.pdf. [Google Scholar]).

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